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NASA Principles for the Ethical Care and Use of Animals
(Sundowner Report)
October, l996
Introduction
A strong allegiance to the principles of bioethics is vital to any discussion
of responsible research practices. As reflected in the considerations
of the National Commission for the Protection of Human Subjects, "scientific
research has produced substantial social benefits ...[and] some troubling
ethical questions" (The Belmont Report, 1979). The Belmont Report identified
the key fundamental principles underlying the ethical evaluation of research
involving human subjects. Similarly, the principles governing the ethical
evaluation of the use of animals in research must be made equally explicit.
It is generally agreed that vertebrate animals warrant moral concern.
The following principles are offered to guide careful and considered discussion
of the ethical challenges that arise in the course of animal research,
a process that must balance risks, burdens and benefits. NASA will abide
by these principles as well as all applicable laws and policies that govern
the ethical use of animals (see list at end). It is recognized that awareness
of these principles will not prevent conflicts. Rather, these principles
are meant to provide a framework within which challenges and conflicts
can be rationally addressed.
Basic Principles
The use of animals in research involves responsibility - not only for
the stewardship of the animals but to the scientific community and society
as well. Stewardship is a universal responsibility that goes beyond the
immediate research needs to include acquisition, care and disposition
of the animals, while responsibility to the scientific community and society
requires an appropriate understanding of and sensitivity to scientific
needs and community attitudes toward the use of animals.
Among the basic principles generally accepted in our culture, three
are particularly relevant to the ethics of research using animals: respect
for life, societal benefit and nonmaleficence.
- Respect for Life
Living creatures deserve respect. This principle requires that animals
used in research should be of an appropriate species and health status
and should involve the minimum number required to obtain valid scientific
results. It also recognizes that the use of different species may
raise different ethical concerns. Selection of appropriate species
should consider cognitive capacity and other morally relevant factors.
Additionally, methods such as mathematical models, computer simulation,
and in vitro systems should be considered and used whenever possible.
- Societal Benefit
The advancement of biological knowledge and improvements in the
protection of the health and well being of both humans and other animals
provide strong justification for biomedical and behavioral research.
This principle entails that where animals are used, the assessment
of the overall ethical value of such use should include consideration
of the full range of potential societal goods, the populations affected,
and the burdens that are expected to be borne by the subjects of the
research.
- Nonmaleficence
Vertebrate animals are sentient. This principle entails that the
minimization of distress, pain and suffering is a moral imperative.
Unless the contrary is established, investigators should consider
that procedures that cause pain or distress in humans may cause pain
or distress in other sentient animals.
Cited Documents
Belmont Report, 1979
Animal Welfare Act (Public Law 89-544 as amended)
U.S. Government Principles for the Utilization and Care of Vertebrate
Animals Used in Testing, Research, and Training, Developed by IRAC and
endorsed by the Public Health Service Policy on the Humane Care and Use
of Laboratory Animals, 1985.
International Guiding Principles for Biomedical Research Involving
Animals, Developed by the Council for International Organizations of Medical
Sciences, Switzerland, 1985.
Public Health Service Act (Public Law 99-158, 1985)
Guide for the Care and Use of Laboratory Animals, 1996
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